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THREAT VULNERABILITY ASSESSMENT:
SARBANES OXLEY COMPLIANCE TOOL
By Janco Associates

The Threat Vulnerability Assessment Tool is used to assess threats and vulnerabilities
associated with both physical and electronic locations. This process is mandated by
Sarbanes Oxley.

Sarbanes Oxley compliance requires enterprises to conduct a risk vulnerability and threat
vulnerability assessment. The process concludes with a security vulnerability assessment.

This form is 3 pages in length. It should be completed for each physical location of the
enterprise and for each business application and the location that the application/process is
used. Sections of the Tool include the following:
- Demographics of each physical location,
- Access to each facility at each physical location,
- Environmental factors associated with each physical location,
- IT and business process at each facility,
- A risk ranking matrix with a scoring mechanism that looks at vulnerability as
measured by probability of the threat occurring versus,
- The impact of the loss
- Rules for scoring the risk.

The tool comes in MS Excel format that can be modified.

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We will always ship the most current edition available. If a new edition is imminent,
we will check with you before shipping.
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MS Excel file. Delivered by email or download.
Order #DR808
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Rothstein Associates Inc.

4 Arapaho Rd.

Brookfield, CT 06804-3104

1-888-ROTHSTEin

Telephone: 203.740.7444; 888.768.4783

Fax: 203.740.7401

E-Mail: info@rothstein.com